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Debra A. Jenks, Esq.
Partner | Debra A. Jenks, P.A.
Margaret L. Watson
Shareholder | Littler Mendelson P.C.
Cheryl Shao-Raw Chang
Associate | Stradley Ronon Stevens & Young, LLP

FINRA Arbitration: Navigating Emerging Issues and Best Practices | Live Webinar

Tuesday, June 17, 2025 from 12:00 pm to 1:30 pm (ET) | On-Demand 24 hrs later

The world of FINRA arbitration is constantly evolving, and staying ahead of emerging issues is critical for financial professionals, legal experts, and compliance officers.

Join Margaret J. Watson, Shareholder at Littler Mendelson P.C., Debra A. Jenks, Esq., Partner at Debra A. Jenks, P.A., and Cheryl Shao-Raw Chang, Associate, at Stradley Ronon Stevens & Young, LLP as they provide a comprehensive exploration of current trends, challenges, and effective strategies for navigating the complexities of FINRA arbitration.

Key Topics:

  • Emerging trends in FINRA arbitration, including case volume, claim types, and outcomes.
  • Best practices for preparing and presenting cases effectively in arbitration proceedings.
  • Recent rule changes and regulatory updates impacting arbitration processes.
  • Strategies for managing disputes involving complex financial products.
  • Insights on selecting arbitrators and understanding their decision-making processes.
  • Practical tips to avoid common pitfalls in FINRA arbitration.

Agenda:

Debra A. Jenks, Esq., Partner, Debra A. Jenks, P.A.,

Margaret L. Watson, Shareholder, Littler Mendelson P.C.,

Cheryl Shao-Raw Chang, Associate, Stradley Ronon Stevens & Young, LLP
 

Who Should Attend:

  • Banking & Finance Lawyers
  • Securities Law Attorneys
  • Alternative Dispute Resolution Attorneys
  • Regulatory Attorneys
  • Financial Advisors
  • Compliance Officers
  • General/In-house Counsel
Take This Course

CLE Credit:

Course Level: Intermediate | Advance Preparation: Print and review course materials

Method of Presentation: Live Webinar | Prerequisite: General knowledge of FINRA arbitration

Course Code: 1411340 | Total Credits: 1.5

CLE Credit:
CA CLE 1.50 General – Approved Until: 5/20/2027
PA CLE 1.50 General – Approved Until: 5/20/2027
VT CLE 1.50 General – Approved Until: 12/31/2026
NJ CLE 1.50 General – Credits through Reciprocity
NY CLE 1.50 Skills – Credits through Reciprocity
AR CLE 1.50 General – Credits through Reciprocity
CT CLE 1.50 General – Credits through Reciprocity
NH CLE 1.50 General – Meets the requirements of NH Supreme Court Rule 53
MO CLE 1.50 General – Approved Until: 5/20/2025 

Pending CLE Application: MS, GA, TN, WI

Self-Apply: AL, CO, DE, FL, ID, IL, IN, IO, KS, KY, LA, NC, ME, MN, MT, NE, NV, NM, ND, OH, OK, OR, SC, TX, UT, VA, WA, WV, WY

No MCLE Requirements: DC, MD, MA, MI, SD

Not Eligible for CLE: AK, AZ, HA

 

Instructions for Participating the Live Webinar

    • Please Register for the course by clicking the "take the course: button if you have not already registered.
    • Check Your Email – 24 hours before the webinar, you will receive an email with all necessary instructions, including access details and course materials. This information will also be posted here in this window when it is available.
    • Download Course Materials – Course materials will be available for download **24-48 hours before** the live webinar. Be sure to review them in advance. The Link to download is available by clicking the lesson tab.
    • Join the Webinar – Follow the instructions in the email to access the live broadcast at the scheduled time.
    • Note the Secret Words – During the webinar, secret words will be announced periodically. Please write them down.
    • Take the Quiz – After the webinar, click on the quiz link below and enter the secret words to complete the quiz.
    • Print Your Certificate – Upon completing the quiz, you will be able to print your Certificate of Attendance, which includes instructions on how to obtain CLE, CPE, or other applicable credits for the course.
    • On-Demand Access – The on-demand version of this course will be available 24-48 hours after the live webinar. If you miss the live presentation or need to review the content, you will have access to the on-demand version as an enrolled student. To access on-demand content, click the lesson and follow the instructions.
    • Support: If you have any questions, please refer to the email instructions or contact support: support@theknowledgegroup.zohodesk.com.