Janell Ahnert
Shareholder | Littler Mendelson P.C.
Debra A. Jenks, Esq.
Partner | Debra A. Jenks, P.A.
Margaret Watson
Shareholder | Littler Mendelson P.C.Demystifying FINRA Arbitration: Navigating Disputes with Confidence | On-Demand Webinar
Broadcast Date: Friday, Wednesday, April 03, 2024 | 12:00 pm to 1:30 pm (ET)
The financial landscape is continuously shaped by the evolving regulations imposed by the Financial Industry Regulatory Authority (FINRA). All disputes by or between member firms and associated persons are subject to arbitration before FINRA’s Dispute Resolution Program, though for certain statutory employment law claims, the parties can opt out of arbitration. FINRA’s arbitration presents a unique forum where the parties must abide by and navigate the relevant (Customer or Industry) Code of Arbitration Procedure, and practitioners must stay abreast of the latest developments to formulate effective arbitration strategies. Join our speakers in this CLE webcast as they delve into a comprehensive discussion on the process of selecting arbitrators, recent changes in the Code, and some things to consider when arbitrating an employment law claim.
Key Topics:
- FINRA Arbitrator Selection
- FINRA Rule Changes
- Arbitrating Employment Law Claims in FINRA
Agenda:
Janell Ahnert, Shareholder, Littler Mendelson P.C.,
Debra A. Jenks, Esq., Partner, Debra A. Jenks, P.A.,
&
Margaret Watson, Shareholder, Littler Mendelson P.C.
Who Should Attend:
- Banking & Finance Lawyers
- Securities Law Attorneys
- Alternative Dispute Resolution Attorneys
- Regulatory Attorneys
- Financial Advisors
- Compliance Officers
- General/In-house Counsel
CLE Credit:
Course Level: Intermediate | Advance Preparation: Print and review course materials
Method of Presentation: On-Demand Webcast | Prerequisite: General knowledge of FINRA arbitration
Course Code: 1410973 | Total Credit: 1.5
CLE Credit:
MS CLE 1.00 General – Approved Until: 4/03/2025
GA CLE 1.50 General – Approved Until: 12/31/2024
WI CLE 1.50 General – Approved Until: 12/31/2025
TN CLE 1.50 General – Approved Until: 4/03/2025
CA CLE 1.50 General – Approved Until: 6/30/2025
PA CLE 1.50 General – Approved Until: 4/03/2026
VT CLE 1.50 General – Approved Until: 12/31/2025
NJ CLE 1.50 General – Credits through Reciprocity
NY CLE 1.50 Skills – Credits through Reciprocity
AR CLE 1.50 General – Credits through Reciprocity
CT CLE 1.50 General – Credits through Reciprocity
NH CLE 1.50 General – Meets the requirements of NH Supreme Court Rule 53
Self-Apply:
AL, CO, DE, FL, ID, IN, IO, KS, KY, LA, NC, ME, MN, MT, NE, NV, NM, ND, OH, OK, OR, SC, TX, UT, VA, WA, WV, WY
If you’d like us to apply for CLE, you may opt to pay the CLE processing fee here.
No MCLE Requirements:
DC, MD, MA, MI, SD
Not Eligible for CLE:
AK, AZ, HA, MO, IL