AI and Machine Learning in Capital Markets: Opportunities and Risks | Live Webinar
Broadcast Date: Wednesday, July 16, 2025, from 12:00 PM to 1:00 PM (ET)
In today’s fast-evolving financial landscape, Artificial Intelligence (AI) and Machine Learning (ML) are reshaping capital markets. These transformative technologies unlock unparalleled opportunities, from advanced trading algorithms to predictive risk management. However, the integration of AI and ML also introduces significant challenges, such as regulatory compliance, ethical considerations, and cybersecurity risks.
Join industry experts and thought leaders in this dynamic session as we delve into the dual-edged sword of AI and ML in capital markets. Explore real-world applications, navigate the complexities of managing AI-driven systems, and gain insights into mitigating risks while capitalizing on opportunities. Whether you’re a financial executive, data scientist, or legal advisor, this event offers a comprehensive roadmap to the future of AI in finance.
Learning Objectives:
- Understand Key Applications: Learn how AI and ML are revolutionizing areas like algorithmic trading, fraud detection, and market analysis
- Evaluate Risk and Compliance: Gain insights into the regulatory and ethical challenges posed by AI-driven innovations in capital markets
- Develop Strategic Solutions: Explore actionable strategies for balancing innovation with risk management to harness AI’s full potential in a secure and compliant manner
Who Should Attend:
- Financial Regulators & Compliance Officers
- Technology Leaders in Finance (CIOs, CTOs, Heads of Innovation)
- Risk Management Professionals
Register for this course by clicking the “Take this Course” at the top of the page.
CLE Credit:
Course Level: Intermediate | Advance Preparation: Print and review course materials
Method of Presentation: Live Webinar | Prerequisite: General knowledge of capital markets and AI concepts
Course Code: 1411459 | Total Credit: 1.0
CLE Credit:
CA CLE 1.00 General – Approved Until: 6/30/2025
PA CLE 1.00 General – Approved Until: 8/14/2026
VT CLE 1.00 General – Approved Until: 12/31/2025
NJ CLE 1.00 General – Credits through Reciprocity
NY CLE 1.00 Areas of Professional Practice – Credits through Reciprocity
AR CLE 1.00 General – Credits through Reciprocity
CT CLE 1.00 General – Credits through Reciprocity
NH CLE 1.00 General – Meets the requirements of NH Supreme Court Rule 53
MO CLE 1.00 General – Approved Until: 8/14/2024
Pending CLE Application:
MS, GA, TN, WI
Self-Apply:
AL, CO, DE, FL, ID, IL, IN, IO, KS, KY, LA, NC, ME, MN, MT, NE, NV, NM, ND, OH, OK, OR, SC, TX, UT, VA, WA, WV, WY
If you’d like us to apply for CLE, you may opt to pay the CLE processing fee here.
No MCLE Requirements:
DC, MD, MA, MI, SD
Not Eligible for CLE:
AK, AZ, HI, IL
Instructions for Participating the Live Webinar
-
- Please Register for the course by clicking the "take the course: button if you have not already registered.
- Check Your Email – 24 hours before the webinar, you will receive an email with all necessary instructions, including access details and course materials. This information will also be posted here in this window when it is available.
- Download Course Materials – Course materials will be available for download **24-48 hours before** the live webinar. Be sure to review them in advance. The Link to download is available by clicking the lesson tab.
- Join the Webinar – Follow the instructions in the email to access the live broadcast at the scheduled time.
- Note the Secret Words – During the webinar, secret words will be announced periodically. Please write them down.
- Take the Quiz – After the webinar, click on the quiz link below and enter the secret words to complete the quiz.
- Print Your Certificate – Upon completing the quiz, you will be able to print your Certificate of Attendance, which includes instructions on how to obtain CLE, CPE, or other applicable credits for the course.
- On-Demand Access – The on-demand version of this course will be available 24-48 hours after the live webinar. If you miss the live presentation or need to review the content, you will have access to the on-demand version as an enrolled student. To access on-demand content, click the lesson and follow the instructions.
- Support: If you have any questions, please refer to the email instructions or contact support: support@theknowledgegroup.zohodesk.com.