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Debra Jenks, Esq.
Partner | Debra A. Jenks, P.A.Mastering FINRA Arbitration: Key Strategies for Successful Case Outcomes | Live CLE Securities Law Webinar
Broadcast Date: Tuesday, June 9, 2026, from 12:00 pm to 1:00 pm (ET) | On-Demand Available 24 Hours Later
FINRA arbitration plays a central role in resolving disputes within the securities industry, requiring practitioners to navigate a specialized set of rules, procedures, and strategic considerations. A strong command of the arbitration process, from pre-filing decisions through final award, can significantly influence case outcomes and client expectations.
In this CLE webcast, Debra Jenks, Esq. of Debra A. Jenks, P.A. will deliver a practical and in-depth discussion of FINRA arbitration proceedings, from case initiation through final award. She will analyze proven strategies for effective case development, persuasive advocacy, and risk management throughout the arbitration lifecycle. She will also examine recent trends, procedural nuances, and common pitfalls that can significantly impact arbitration outcomes.
What You Will Learn in this Webinar
- Overview of the FINRA arbitration process and governing rules
- Strategic considerations in case assessment, pleading, and arbitrator selection
- Effective discovery, motion practice, and evidentiary strategies
- Best practices for hearings, witness preparation, and presentation
- Post-hearing considerations, awards, and enforcement issues
Agenda
Debra Jenks, Esq., Partner, Debra A. Jenks, P.A.
Why Attend This Webinar?
By attending, you will:
- Earn CLE credit online from the comfort of your office or home.
- Access both the live webinar and the on-demand recording at your convenience.
- Gain practical insights on aligning cybersecurity innovation with evolving regulatory and compliance requirements.
- Fulfill continuing legal education requirements in a practical, engaging format tailored to legal professionals.
Who Should Attend
- Banking & Finance Lawyers
- Securities Law Attorneys
- Alternative Dispute Resolution Attorneys
- Regulatory Attorneys
- Financial Advisors
- Compliance Officers
- General/In-house Counsel
Credit:
Course Level: Intermediate | Advance Preparation: Print and review course materials
Method of Presentation: Live Webinar | Prerequisite: General knowledge of FINRA arbitration
Course Code: 1411515 | Total Credit: 1.0
CLE Credit:
CA CLE 1.00 General – Approved Until: 6/30/2025
PA CLE 1.00 General – Approved Until: 8/14/2026
VT CLE 1:00 General – Approved Until: 12/31/2025
NJ CLE 1:00 General – Credits through Reciprocity
NY CLE 1:00 Areas of Professional Practice – Credits through Reciprocity
AR CLE 1:00 General – Credits through Reciprocity
CT CLE 1:00 General – Credits through Reciprocity
NH CLE 1.00 General – Meets the requirements of NH Supreme Court Rule 53
MO CLE 1.00 General – Approved Until: 8/14/2024
Pending CLE Application:
MS, GA, TN, WI
Self-Apply:
AL, CO, DE, FL, ID, IL, IN, IO, KS, KY, LA, NC, ME, MN, MT, NE, NV, NM, ND, OH, OK, OR, SC, TX, UT, VA, WA, WV, WY
If you’d like us to apply for CLE, you may opt to pay the CLE processing fee here.
No MCLE Requirements:
DC, MD, MA, MI, SD
Not Eligible for CLE:
AK, AZ, HI, IL
Instructions for Participating the Live Webinar
-
- Please Register for the course by clicking the "Take the Course" button if you have not already registered.
- Check Your Email – 24 hours before the webinar, you will receive an email with all necessary instructions, including access details and course materials. This information will also be posted on lesson when it is available.
- Download Course Materials – Course materials will be available for download **24-48 hours before** the live webinar. Be sure to review them in advance. The Link to download is available by clicking the lesson tab.
- Join the Webinar – Follow the instructions in the email to access the live broadcast at the scheduled time.
- Note the Secret Words – During the webinar, secret words will be announced periodically. Please write them down.
- Take the Quiz – After the webinar, click on the quiz link below and enter the secret words to complete the quiz.
- Print Your Certificate – Upon completing the quiz, you will be able to print your Certificate of Attendance, which includes instructions on how to obtain CLE, CPE, or other applicable credits for the course.
- On-Demand Access – The on-demand version of this course will be available 24-48 hours after the live webinar. If you miss the live presentation or need to review the content, you will have access to the on-demand version as an enrolled student. To access on-demand content, click the lesson and follow the instructions.
- Support: If you have any questions, please refer to the email instructions or contact support: support@theknowledgegroup.zohodesk.com.