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Simona Mola
Principal | Cornerstone Research
Jean-Philippe Poissant
Principal | Cornerstone Research

Navigating SEC Enforcement in 2026: Accounting Fraud and Compliance Insights | Live CLE Securities Law Webinar

Broadcast Date: Friday, December 12, 2025, from 12:00 PM to 1:00 PM (ET) | On-Demand Available 24 Hours Later

The SEC continues to sharpen its focus on accounting fraud and financial reporting misconduct, with 2026 shaping up to be another critical year for enforcement and compliance. Heightened scrutiny, evolving disclosure obligations, and the growing use of data analytics in investigations are reshaping how companies, executives, and their advisors must respond to regulatory inquiries. For businesses and practitioners, staying ahead of these developments is essential to mitigating risks and safeguarding organizational integrity.

In this CLE securities law webinar, a distinguished panel of thought leaders organized by The Knowledge Group will provide an in-depth discussion of the latest SEC enforcement trends involving accounting fraud and compliance challenges. Speakers will examine recent cases, highlight emerging risk areas, and analyze how enforcement priorities are expected to unfold in 2026. The panel will also share practical compliance insights and strategies to help organizations strengthen internal controls and minimize exposure to costly regulatory actions.


What You Will Learn in this Webinar

  • Latest SEC enforcement priorities and trends in accounting fraud investigations

  • The role of data analytics and technology in SEC enforcement actions

  • Common pitfalls in financial reporting and disclosure practices
    Strategies for

  • building stronger compliance and internal control frameworks

  • Lessons learned from recent high-profile enforcement cases

Why Attend This Webinar?

By attending this CLE securities law webinar, you will:

  • Earn CLE credit online from the comfort of your office or home.
  • Access both the live webinar and the on-demand recording at your convenience.
  • Gain practical insights into the SEC’s evolving enforcement priorities, accounting fraud risks, and financial reporting obligations.
  • Fulfill continuing legal education requirements in a practical, engaging format tailored to legal professionals.

Agenda

Simona Mola, Principal, Cornerstone Research

Jean-Philippe Poissant, Principal, Cornerstone Research


Who Should Attend

  • CFOs & Finance Executives

  • Controllers, CPAs

  • Auditors (Internal & External)

  • Financial Fraud Practicing Lawyers

  • Senior Financial Management

  • Fraud Monitoring Officers

  • Fraud Analysts

  • Compliance Officers

  • Public Companies

  • Other Interested Professionals

Stay Ahead of SEC Enforcement Trends with Confidence!

Join this timely CLE securities law webinar to explore the evolving landscape of SEC enforcement involving accounting fraud and financial reporting misconduct. Learn practical strategies to strengthen internal controls, enhance compliance programs, and reduce regulatory risk. Gain expert insights on recent cases, emerging risk areas, and anticipated 2026 enforcement priorities—all while earning CLE credit through a program designed for today’s securities and corporate compliance professionals.

Please check the credit section below for the details for your state and do not hesitate to contact the Knowledge Group if you have any questions. 


Credit:

Course Level: Intermediate | Advance Preparation: Print and review course materials

Method of Presentation: Live Webinar | Prerequisite: General knowledge of SEC reporting requirements and basic accounting

Course Code: 1411493 | Total Credit: 1.50

CLE Credit:

CA 1.50 General – Approved Until: 01/27/2028
PA 1.50 General – Approved Until: 01/27/2028
VT 1.50 General – Approved Until: 12/31/2027
NJ 1.50 General – Credits through Reciprocity
NY 1.50 Areas of Professional Practice – Credits through Reciprocity
AR 1.50 General – Credits through Reciprocity
CT 1.50 General – Credits through Reciprocity
NH 1.50 General – Meets the requirements of NH Supreme Court Rule 53
MO 1.50 General – Approved Until: 01/27/2026

Pending CLE Application: GA, TN, WI

Self-Apply: AL, CO, DE, FL, ID, IL, IN, IO, KS, KY, LA, NC, ME, MN, MS, MT, NE, NV, NM, ND, OH, OK, OR, SC, TX, UT, VA, WA, WV, WY

If you’d like us to apply for CLE, you may opt to pay the processing fee here.

No MCLE Requirements: DC, MD, MA, MI, SD

Not Eligible for CLE: AK, AZ, HI

For additional information, please contact your state MCLE board.

CLE, Continuing Legal Education

Instructions for Participating the Live Webinar

    • Please Register for the course by clicking the "Take the Course" button if you have not already registered.
    • Check Your Email – 24 hours before the webinar, you will receive an email with all necessary instructions, including access details and course materials. This information will also be posted on lesson when it is available.
    • Download Course Materials – Course materials will be available for download **24-48 hours before** the live webinar. Be sure to review them in advance. The Link to download is available by clicking the lesson tab.
    • Join the Webinar – Follow the instructions in the email to access the live broadcast at the scheduled time.
    • Note the Secret Words – During the webinar, secret words will be announced periodically. Please write them down.
    • Take the Quiz – After the webinar, click on the quiz link below and enter the secret words to complete the quiz.
    • Print Your Certificate – Upon completing the quiz, you will be able to print your Certificate of Attendance, which includes instructions on how to obtain CLE, CPE, or other applicable credits for the course.
    • On-Demand Access – The on-demand version of this course will be available 24-48 hours after the live webinar. If you miss the live presentation or need to review the content, you will have access to the on-demand version as an enrolled student. To access on-demand content, click the lesson and follow the instructions.
    • Support: If you have any questions, please refer to the email instructions or contact support: support@theknowledgegroup.zohodesk.com.