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Simona Mola
Principal | Cornerstone Research
Jean-Philippe Poissant
Principal | Cornerstone Research

Navigating SEC Enforcement in 2026: Accounting Fraud and Compliance Insights | Live Securities Law CLE Webinar

Broadcast Date: Friday, December 12, 2025, from 12:00 PM to 1:00 PM (ET) | On-Demand Available 24 Hours Later


The SEC continues to sharpen its focus on accounting fraud and financial reporting misconduct, with 2026 shaping up to be another critical year for enforcement and compliance. Heightened scrutiny, evolving disclosure obligations, and the growing use of data analytics in investigations are reshaping how companies, executives, and their advisors must respond to regulatory inquiries. For businesses and practitioners, staying ahead of these developments is essential to mitigating risks and safeguarding organizational integrity.

In this CLE webinar, a distinguished panel of thought leaders organized by The Knowledge Group will provide an in-depth discussion of the latest SEC enforcement trends involving accounting fraud and compliance challenges. Speakers will examine recent cases, highlight emerging risk areas, and analyze how enforcement priorities are expected to unfold in 2026. The panel will also share practical compliance insights and strategies to help organizations strengthen internal controls and minimize exposure to costly regulatory actions.


What You Will Learn in this Webinar

  • Latest SEC enforcement priorities and trends in accounting fraud investigations

  • The role of data analytics and technology in SEC enforcement actions

  • Common pitfalls in financial reporting and disclosure practices
    Strategies for

  • building stronger compliance and internal control frameworks

  • Lessons learned from recent high-profile enforcement cases


Why Attend This Webinar?

By attending, you will:

  • Earn CLE credit online from the comfort of your office or home.

  • Access both the live webinar and the on-demand recording at your convenience.

  • Learn strategies to protect professional competence while supporting personal well-being.

  • Fulfill continuing legal education requirements in a practical, engaging format tailored to legal professionals.


Agenda

Simona Mola, Principal, Cornerstone Research

Jean-Philippe Poissant, Principal, Cornerstone Research


Who Should Attend

  • CFOs & Finance Executives

  • Controllers, CPAs

  • Auditors (Internal & External)

  • Financial Fraud Practicing Lawyers

  • Senior Financial Management

  • Fraud Monitoring Officers

  • Fraud Analysts

  • Compliance Officers

  • Public Companies

  • Other Interested Professionals

Join this timely program and take an important step toward enhancing your professional well-being. Presented by The Knowledge Group, a trusted leader in high-quality legal education programs, this session offers valuable insights and practical tools to help you finish the year with renewed focus and resilience. Don’t miss this opportunity to learn from experienced speakers and benefit from one of the most respected providers of professional development in the legal community.

Please check the credit section below for the details for your state and do not hesitate to contact the Knowledge Group if you have any questions. 


Credit:

Course Level: Intermediate | Advance Preparation: Print and review course materials

Method of Presentation: Live Webinar | Prerequisite: General knowledge of SEC reporting requirements and basic accounting

Course Code: 1411493 | Total Credit: 1.50

CLE Credits:

CA CLE 1.50 General – Approved Until: 6/30/2025
PA CLE 1.50 General – Approved Until: 8/14/2026
VT CLE 1.50 General – Approved Until: 12/31/2025
NJ CLE 1.50 General – Credits through Reciprocity
NY CLE 1.50 Areas of Professional Practice – Credits through Reciprocity
AR CLE 1.50 General – Credits through Reciprocity
CT CLE 1.50 General – Credits through Reciprocity
NH CLE 1.50 General – Meets the requirements of NH Supreme Court Rule 53
MO CLE 1.50 General – Approved Until: 8/14/2024

Pending CLE Application:

MS, GA, TN, WI

Self-Apply:

AL, CO, DE, FL, ID, IL, IN, IO, KS, KY, LA, NC, ME, MN, MS, MT, NE, NV, NM, ND, OH, OK, OR, SC, TX, UT, VA, WA, WV, WY

If you’d like us to apply for CLE, you may opt to pay the processing fee here.

No MCLE Requirements:

DC, MD, MA, MI, SD

Not Eligible for CLE:

AK, AZ, HI, IL

For additional information, please contact your state MCLE board.

CLE, Continuing Legal Education

Instructions for Participating the Live Webinar

    • Please Register for the course by clicking the "Take the Course" button if you have not already registered.
    • Check Your Email – 24 hours before the webinar, you will receive an email with all necessary instructions, including access details and course materials. This information will also be posted on lesson when it is available.
    • Download Course Materials – Course materials will be available for download **24-48 hours before** the live webinar. Be sure to review them in advance. The Link to download is available by clicking the lesson tab.
    • Join the Webinar – Follow the instructions in the email to access the live broadcast at the scheduled time.
    • Note the Secret Words – During the webinar, secret words will be announced periodically. Please write them down.
    • Take the Quiz – After the webinar, click on the quiz link below and enter the secret words to complete the quiz.
    • Print Your Certificate – Upon completing the quiz, you will be able to print your Certificate of Attendance, which includes instructions on how to obtain CLE, CPE, or other applicable credits for the course.
    • On-Demand Access – The on-demand version of this course will be available 24-48 hours after the live webinar. If you miss the live presentation or need to review the content, you will have access to the on-demand version as an enrolled student. To access on-demand content, click the lesson and follow the instructions.
    • Support: If you have any questions, please refer to the email instructions or contact support: support@theknowledgegroup.zohodesk.com.