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Adrienna Huffman
Senior Associate | Highly Experienced Securities Litigation Consultant | The Brattle Group, Inc.
Joni S. Jacobsen
Partner | Co- chair of Securities and Commercial Litigation Practice | Dechert LLP

2023 Securities Litigation and Enforcement Mid-Year Update | On-Demand Webinar

Broadcast Date: Tuesday, August 01, 2023 from 12:00 pm to 1:00 pm (ET)

The Securities and Exchange Commission (SEC) has actively pursued significant enforcement actions for FY 2023 H1 period, zeroing in on various violations within the securities industry. Notably, the SEC has taken measures against unregistered cryptocurrency exchanges and securities offerings while continuing to ramp up its enforcement efforts in the ESG space.

Moreover, with cybersecurity breaches, market manipulation, artificial intelligence, and other emerging regulatory challenges on the horizon, it is crucial for industry participants to stay ahead of these developments to protect themselves and their investors.

Listen as distinguished securities practitioners Adrienna Huffman (The Brattle Group) and Joni S. Jacobsen (Dechert LLP) provide the audience with an in-depth analysis of the current state of securities litigation and enforcement. In this update, the speakers will provide insights on recent SEC actions, significant court rulings, and notable trends from the first half of 2023.

Key Topics:

  • Understanding SEC Enforcement Priorities
  • Recent SEC Actions and Court Rulings
  • Emerging Regulatory Challenges
  • Best Practices for Compliance
  • Expert Insights on Notable Trends

Agenda:

Adrienna HuffmanSenior Associate, The Brattle Group, Inc.

and

Joni S. JacobsenPartner, Dechert LLP

  • Crypto-related litigation
    • Civil securities litigation update

    • SEC update

  • Environmental, Social, and Governance (ESG)-related litigation
    • Civil securities litigation update

    • SEC update

  • Special Purpose Acquisition Companies (SPAC)-related litigation
    • Civil securities litigation update

    • SEC update

Who Should Attend:

  • Securities Lawyers
  • Business Lawyers
  • Corporate Lawyers
  • Financial Reporting Managers
  • Risk and Compliance Officers
  • Legal Consultants
  • Corporate Executives
  • General Counsel

CLE Credit:

Course Level: Intermediate

Advance Preparation: Print and review course materials

Method of Presentation:  On-Demand Webcast

Prerequisite: General knowledge of securities litigation

Course Code: 1410894

NY Category of CLE Credit:

 Areas of Professional Practice

Total Credits: 1.0 CLE