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SEC Enforcement 2026: Navigating New Frontiers in Accounting & Financial Fraud | Live Webinar + On-Demand Course Access
The Securities and Exchange Commission (SEC) has intensified its enforcement mechanisms under the Exchange Act, generating a surge in regulatory investigations targeting corporate accounting irregularities, revenue recognition discrepancies, and disclosure omissions. In this aggressive climate, securities counsel and white-collar defense attorneys must master evolving federal investigation frameworks to successfully insulate public corporations and executive officers from severe civil and administrative liabilities.
To help practitioners effectively navigate high-stakes agency actions, this CLE webinar will feature Jaclyn Moyer, Partner at Wilmer Cutler Pickering Hale and Dorr LLP, who will provide strategic guidance for managing complex SEC inquiries. Attendees will gain actionable legal tools to protect institutional clients during intensive regulatory enforcement proceedings.
Learning Objectives:
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Analyze SEC Financial Enforcement Trends: Evaluate Division of Enforcement priorities regarding accounting fraud, earnings management, and non-GAAP disclosure infractions.
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Identify Revenue Recognition and Restatement Risks: Advise corporate clients on statutory liability triggers and material misstatement thresholds under securities regulations.
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Coordinate Defenses Across Parallel Investigations: Manage concurrent regulatory requests and investigative demands from the SEC, DOJ, and PCAOB.
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Structure Privileged Audit Committee Investigations: Execute internal investigations that preserve attorney-client privilege while balancing statutory disclosure obligations.
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Evaluate SEC Administrative Remedies and Penalties: Formulate defensive strategies regarding corporate disgorgement, penalty calculations, and officer-and-director bars.